Christopher Commission

Results: 605



#Item
231Corporate governance / Accountancy / Finance / United States corporate law / Public administration / Sarbanes–Oxley Act / U.S. Securities and Exchange Commission / Christopher Cox / Regulatory Flexibility Act / Auditing / Business / United States securities law

Microsoft Word - Letter from TMS to SEC re Section 404 Exemption _electroni…

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Source URL: www.sec.gov

Language: English - Date: 2006-04-28 15:13:47
232Auditing / Financial regulation / Short selling / Financial economics / Financial markets / Christopher Cox / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Sarbanes–Oxley Act / Business / Finance / United States securities law

1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 2 3

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Source URL: www.sec.gov

Language: English - Date: 2006-12-21 11:59:45
233Financial regulation / Short selling / General Services Administration / Christopher Cox / Government procurement in the United States / Short / U.S. Securities and Exchange Commission / Procurement / Buy American Act / Business / Supply chain management / Systems engineering

REGIONAL OFFICES CHRISTOPHER COX ATLANTA, BOSTON, CHICAGO, DENVER, FORT WORTH,

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Source URL: edgar.sec.gov

Language: English - Date: 2008-04-01 11:42:24
234Business / Pump and dump / Stock / Securities Exchange Act / Penny stock / Short / Securities and Exchange Commission / Volume / Stock market / Financial economics / Investment

SEC Complaint: Michael A. Affa, Andrew J. Affa, Mitchell H. Brown, Christopher R. Putnam, and Christopher G. Nix

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Source URL: edgar.sec.gov

Language: English - Date: 2014-07-11 12:58:48
235Corporations law / Christopher Cox / U.S. Securities and Exchange Commission / WSIB / Board of directors / Law / Business / Corporate governance / Private law

Microsoft Word - press_releases.docx

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Source URL: www.sib.wa.gov

Language: English - Date: 2011-03-30 13:08:40
236Investment / Municipal Securities Rulemaking Board / Securities / United States securities law / U.S. Securities and Exchange Commission / Christopher Cox / Rulemaking / Securities Industry and Financial Markets Association / Financial regulation / Financial economics / Self-regulatory organizations / Financial system

January 31, 2007 Nancy M. Morris Secretary Securities and Exchange Commission Station Place

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Source URL: www.sec.gov

Language: English - Date: 2007-02-02 15:42:15
237Financial regulation / Core-Mark / Government / Securities Exchange Act / Securities and Exchange Commission / Fleming / Securities Act / Economy of the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Administrative Proceeding: Kemps LLC, f/k/a Marigold Foods, LLC, James Green and Christopher Thorpe

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Source URL: www.sec.gov

Language: English - Date: 2005-02-17 14:31:15
238Zoning / Newport County /  Rhode Island / Conanicut Island / Variance / Rhode Island / Jamestown /  Virginia / Jamestown /  Rhode Island / Geography of the United States / Eastern United States

MEMORANDUM DATE: 24 July 2003 TO: Jamestown Planning Commission FROM: Jamestown Conservation Commission, J. Christopher Powell, Chair SUBJECT: High Groundwater Table Ordinance – Application of Forge Construction Manage

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Source URL: www.jamestownri.net

Language: English - Date: 2012-05-06 23:47:19
239Finance / Corruption / Securities fraud / Securities Commission of New Zealand / Citigroup / Financial adviser / Christopher Cox / Financial economics / Securities / Investment

Investor Alert Citizens beware of offers via Internet from Liberty Assets, Inc. (LAI) & Mondale Trading and Foreign Shareholder Protection Department (FSPD) (October 29, 2004) The State of Louisiana Office of Financial I

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Source URL: www.asc.alabama.gov

Language: English - Date: 2014-03-24 11:30:47
240Financial regulation / Short selling / U.S. Securities and Exchange Commission / Financial system / Christopher Cox / Short / Securities Exchange Act / Investment banking / Soft dollar / Finance / United States securities law / Business

Letter From William T. George to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission

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Source URL: www.sec.gov.

Language: English - Date: 2011-06-16 11:24:58
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